Program
- JD
Course Type
JD Elective
Areas of Study
- Business and Corporate Law
- Financial Services Law and Compliance
- Law
- Government and Regulation
Credit Hours
3
Section 51 Information
Description
A study of the Securities Act of 1933 and the Securities Exchange Act of 1934. Among the topics included are: the registration and distribution of securities by issuers; exemptions from the registration requirements; offerings by underwriters and dealings; reorganizations; federal disclosure obligations; regulation of the securities markets, broker-dealers, proxy rules, tender offers, and civil liabilities for insider trading, Rule lOb-5 and shout-swing profits.
Schedule
Academic Term
Fall 2022
Class meets on
- Tuesday
- Thursday
Tuesday Thursday : 1800 - 1925